ALERT: Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut.

Compliance-as-a-Service

Compliance is complex, but it doesn’t have to slow you down. Our CaaS solution gives you bank-grade oversight, tools, and expertise—tailored to your program—so you can focus on growth while meeting regulatory expectations.

Get Started

Peace of Mind, Built In

Compliance Without the Guesswork

Every program is different, so we customize compliance to your business model. We share responsibility: you own your program, and we help you build and maintain it the right way.

Tailored Compliance Frameworks: No one-size-fits-all approach—our team designs controls and processes that fit your product and risk profile.

Shared Responsibility, Clear Roles: We define who owns what, so nothing falls through the cracks and regulators see a strong governance model.

Continuous Oversight: Real-time monitoring, alerts, and reporting keep your program aligned with evolving regulations.

Get Started

Key Benefits

Why CaaS Accelerates Growth

Compliance shouldn’t be a roadblock—it should be a growth enabler. Our CaaS solution helps you move faster while building a strong compliance foundation for the long term.

Faster Go-to-Market

Launch with proven frameworks and oversight from day one, reducing the time and cost of building compliance infrastructure.

Shared Compliance Load

We lighten the operational burden by providing tools, monitoring, and expertise—but compliance remains a shared responsibility. Your team stays engaged, and we help you scale without spinning wheels. Note: Legend Bank does not provide account verification directly.

Confidence at Scale

As your volumes grow, our monitoring, reporting, and controls scale with you—so compliance never becomes a bottleneck.

Regulatory Alignment

Built-in processes for BSA/AML, Reg E, ACH/NACHA, and sanctions screening keep your program audit-ready.

Our Core Services

Compliance-First Financial Services for Scaling Businesses

How We Help You Win

Compliance as a Growth Enabler

We don’t just check boxes—we help you design compliance into your product so you can innovate without fear.

Program Design Support

Our solutions make sure that your financial operations are completed within the fastest time possible and provide complete satisfaction to your customer.

Integrated Monitoring

Real-time transaction screening, alerts, and case management built into your workflows.

Ongoing Compliance Coaching

We work alongside your team to strengthen compliance culture, interpret regulations, and adapt to changes—so you’re always ahead.

Marketing & UDAAP Review

Ensure your messaging meets consumer protection standards before you launch.

You Can Trust Us

A Partner Who Understands Compliance

FAQs

Frequently Asked Questions

What does this division of Legend Bank do?

We help companies—whether you’re a startup, an established fintech, or a non-financial brand—embed financial solutions like payments, accounts, and cards directly into your products and services.

How can I learn more?

Fill out our contact form, and our team will follow up to schedule an introductory call.

What is CaaS?

Compliance-as-a-Service supports businesses with or without in-house compliance teams. We provide expertise, oversight, and tools to help you build, refine, and maintain a strong compliance program while ensuring alignment with regulatory standards.

Who is this for?

Our solutions are designed for startups creating new products, established fintechs seeking a direct banking partner, and non-financial brands looking to add financial services for their customers. We serve both business and consumer sectors, helping companies of all sizes innovate and grow.

Looking for personal or business banking?

If you’re here for traditional banking—like opening a checking account, applying for a loan, or logging into online banking—visit legend.bank.